How do
we know what we know? How do we persuade
others that what we know is the truth?
And most importantly, in the creation of horror entertainment, how do we
convince others that some outlandish and terrifying idea can be experienced as
a reality, as truth? The literary term
for this, which is a component of Coleridge’s “suspension of disbelief”, is verisimilitude. The concept typically refers to the
believability of a fictional work, how lifelike it is in its conception.
But the
term verisimilitude also contains more general philosophical implications that
pertain to knowledge and its acquisition.
The philosopher Karl Popper and others have noted that the goal of
scientific research is to arrive at some reasonably and objectively true
assertion about an object of study.
However, the history of scientific research shows that over time, successive
theories about various phenomena have been either false or only approximately
true, needing further modification as new data emerges.
Thus
some scientific theories contain more “truthiness” than others, as Stephen
Colbert might put it. Or some science
fiction and horror stories are more effective, because more believable, than
others. In both fiction and in scientific
research, verisimilitude is strongly dependent on context: culture, economics,
politics and sociology all impact whether a fictional product or a scientific
result can be accepted as being at least provisionally true. It is also worth noting that this acceptance
of the “truth” is a more general and willful “suspension of disbelief”.
Samuel
Taylor Coleridge, who with William Wordsworth was a founder of the Romantic
Movement in England at the beginning of the 19th century, was the
poet who gave us “The Rime of the Ancient Mariner” in 1798. (See also The Crime of the Ancient Mariner). Here is Coleridge discussing the importance
of his insight to the enjoyment of poetry and other types of literature:
"...
It was agreed, that my endeavours should be directed to persons and characters
supernatural, or at least romantic, yet so as to transfer from our inward
nature a human interest and a semblance of truth sufficient to procure for
these shadows of imagination that willing suspension of disbelief for the
moment, which constitutes poetic faith…”
Another
useful concept, in addition to verisimilitude and a “willing suspension of
disbelief”, is the sci-fi critic Darko Suvin’s concept of “cognitive
estrangement”. Suvin refers to the genre
of science fiction as “the literature of cognitive estrangement”. Writing in the mid to late 1960s, Suvin noted:
…if
one takes as the minimal generic difference of SF the presence of a narrative
novum (the dramatis personae and/or their context) significantly different from
what is the norm in "naturalistic" or empiricist fiction, it will be
found that SF has an interesting and close kinship with other literary
subgenres that flourished at different times and places of literary history…Moreover,
although SF shares with myth, fantasy, fairy tale, and pastoral an opposition
to naturalistic or empiricist literary genres, it differs very significantly in
approach and social function*…
It is
this “newness” and opposition to naturalism and empiricism that creates the “estrangement”
which, if effective, contributes to readers’ enjoyment and experience of speculative
fiction. Elsewhere Suvin suggests that
science fiction “has always been wedded to a hope of finding in the unknown the
ideal environment, tribe, state, intelligence, or other aspect of the Supreme
Good, (or to a fear of and revulsion from its contrary).”
In
attempting to distinguish science fiction from other kinds of literature, Suvin
proposed that the genre typically contains an utterly new and unfamiliar device
or machine, the presence of which forces the reader, at least temporarily, to view
the world from a new perspective.
Ideally, this new perspective supports different ways of thinking about
society—here cognitive estrangement can be a kind of subversive thinking, a
consideration of alternatives to the status quo, a basis for resistance.
Resistance—where have I heard that word
lately?
All
three notions—verisimilitude, suspension of disbelief, cognitive estrangement—seem
applicable to several of H.P. Lovecraft’s longer, more ambitious works. In particular, Suvin’s “cognitive estrangement”
may be operative in the development of Lovecraft’s cosmicist world view, which
is not so much a resistance to the status quo as perhaps a revelation of what
that status quo really entails—some terrible and shattering truth.
Lovecraft
was primarily a horror writer who incorporated style and techniques from Poe, Dunsany
and others, eventually developing his own “eldritch” approach. But enthusiastic Lovecraft readers know that
he made numerous attempts, some more successful than others, at science fiction. These include “Beyond the Wall of Sleep”
(1919), “Herbert West—Reanimator” (1922), “The Colour Out of Space” (1927), “Cool
Air” (1928), “The Shunned House” (1928), “The Whisperer in Darkness” (1931), “From
Beyond” (1934) “The Challenge From Beyond” (1935), “At the Mountains of Madness”
(1936) and “The Shadow Out of Time” (1936).
All of
these stories involved technologies or processes that ultimately challenged the
narrators’ preconceived understandings of the world. Admittedly, most of these are transitional
works, halfway between fantasy and the science fiction that would later emerge
in the “Golden Age”. They are adorned
with devices of various kinds, but the science behind them is still for the
most part “weird”. How did Lovecraft
make these ideas—some of which originated in dreams—believable and effective?
Of the
stories listed above, “The Whisperer in Darkness” seems to exemplify Lovecraft’s
skill at persuading readers of the reality of an essentially outlandish
notion: that severe flooding in a remote
area of Vermont would bring to light compelling evidence of a colony of
Nyarlathotep-worshiping extraterrestrials from Yuggoth. (This story has been discussed in earlier
posts; see also ‘The Whisperer’—One of Lovecraft’s Best.)
Lovecraft
establishes verisimilitude through a variety of conventional techniques. He makes Wilmarth, the narrator, an “expert”,
a rational, detached, and presumably objective and skeptical observer—at least
initially. Hence readers can trust his
conclusions, because he is a professional folklorist, professorial and
authoritative. Akely, his doomed correspondent,
reporting live from the scene of an alien infestation, is similarly described as
“a notable student of mathematics, astronomy, biology, anthropology, and
folklore” and earlier in the story as coming from “a long, locally
distinguished line of jurists, administrators, and gentlemen-agriculturalists.”
Both
men are thus credentialed and believable, a hedge against being perceived as
delusional or lacking credibility. Until
very recently, it has been assumed that the pronouncements of wealthy, educated,
advantaged people are more believable than those coming from lower classes or
different ethnicities. What the two men
discover in the Vermont Hills is further supported by ample documentation: Wilmarth reviews local newspaper articles,
letters, his own folklore research, and hieroglyphs on a strange stone artifact—which
hieroglyphs strongly resemble those described in a horrible desk reference he
makes occasional use of, the Necronomicon.
Lovecraft
was writing at a time when reverence for the veracity of the printed word was
still strong, and several of his stories depict a diligent antiquarian scholar
compiling reliable facts that by degrees bring some horror into focus. Few would assume today that what is published
is necessarily true, even partially so, given the prevalence of “alternative
facts”. Wilmarth’s research also
includes photographs, and even a recording.
The evidence is overwhelming.
Going
back to Darko Suvin’s notion of cognitive estrangement, it is interesting to
note the presence of two important devices
in Lovecraft’s “The Whisperer in Darkness”.
The first is the recording apparatus.
One of the story’s strengths is Lovecraft’s use of an emerging
technology, still novel in the late 1920s, to support the believability of the
tale—instead of pseudo-scientific gadgets common in the pulp science fiction of
the time. Akeley has proof—he has recorded a sample of the
speech of one of the aliens—“…I took a phonograph there—with a dictaphone
attachment and wax blank…”—and he also has Kodak photographs. Thus instrumentation,
a method of objective measurement, shores up the queasy hypothesis that is
forming in the reader’s mind.
The
second device is of course the means by which the beings from Yuggoth transport
the minds of their captives across vast stellar distances.
There,
in a neat row, stood more than a dozen cylinders of a metal I had never seen
before—cylinders about a foot high and somewhat less in diameter, with three
curious sockets set in an isosceles triangle over the front convex surface of
each. One of them was linked at two of the
sockets to a pair of singular-looking machines that stood in the
background. Of their purport I did not
need to be told…
The discovery
of this device and of its extraterrestrial owners provides Wilmarth a
completely new understanding of humanity’s place in the cosmos, one much more
perilous and terrifying than his quaint folklore studies have to date revealed. “Sometimes I fear what the years will bring,
especially since that new planet Pluto has been so curiously discovered,” Wilmarth
says near the end. Unlike Suvin, but very
typical in the case of Lovecraft, science
fiction has never “been wedded to a
hope of finding in the unknown the ideal environment, tribe, state,
intelligence, or other aspect of the Supreme Good”, but to its opposite.
The
next post will apply these three concepts—verisimilitude, suspension of
disbelief and cognitive estrangement—to H.P. Lovecraft’s foundational horror classic
“The Call of Cthulhu” (1928).
********************
*Darko
Sevin’s work can be placed in the larger context of Marxist criticism, which emphasizes the relevance of literature and other cultural products to economic, political and
social struggles for justice and equality.